Laura H Clark

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2006-06-30
SC	RA	APPROVED	2006-05-11
NC	RA	APPROVED	2002-03-28

TX RA
APPROVED_RES

Since 2006-06-30
SC RA
APPROVED

Since 2006-05-11
NC RA
APPROVED

Since 2002-03-28

Branch Locations

75 Port City Lndg, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	06/2001	Present
Bank Of America,N.A.	Mount Pleasant	SC	06/2011	Present

06/2001 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
06/2011 → Present

Bank Of America,N.A.

Mount Pleasant, SC

Other Businesses

I*2797304 Entity Type: For Profit Name of OBA: Clark Air Ventures LLC Address:Awendaw South Carolina Investment Related:No Position, Title, Association:Other Start Date:09/02/2025 No Hours: 3 MonthlyMonthly No Hours during trading:0 Duties:It is a holding company for equipment (goods, not real estate) that will be leased out. I will be a passive member in the LLC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-10-02
S63	Uniform Securities Agent State Law Examination	1996-09-20

S66 Uniform Combined State Law Examination

2000-10-02
S63 Uniform Securities Agent State Law Examination

1996-09-20

Other Names

Laura Harris
Laura Christine Harris
Laura Harris Clark

View on SEC IAPD