Caroline Kelley Holt

Employer firm

Columbia Management Investment Advisers, LLC CRD 108257

$502B regulatory AUM 142 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• ASSET LIABILITY MANAGEMENT, CREDIT ANALYSIS & ASSET ALLOCATION SVCS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2005 → Present
  Columbia Funds Distributor, Inc.
  Boston, MA
• 08/2007 → Present
  Columbia Management Advisors, Llc
  Charlotte, NC
• 05/2010 → Present
  Riversource Investments
  Minneapolis, MN
• 05/2010 → Present
  Riversource Fund Distributors, Inc.
  Charlotte, NC

Previous Registrations

• 2007-01-02 → 2010-05-07
  Bofa Advisors, Llc
  Mount Pleasant, SC

Exams

• S66 Uniform Combined State Law Examination
  2007-08-24
• S63 Uniform Securities Agent State Law Examination
  1994-10-05

Other Names

• Leslie Caroline Kelley