Carl C Crowley

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-02-01

NJ RA
APPROVED

Since 2023-02-01

Branch Locations

222 New Rd Ste 501, Linwood, NJ 08221 • United States

Galloway, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Boenning & Scattergood Inc	Marmora	NJ	03/2009	02/2023
Lpl Financial, Llc	Linwood	NJ	02/2023	Present

03/2009 → 02/2023

Boenning & Scattergood Inc

Marmora, NJ
02/2023 → Present

Lpl Financial, Llc

Linwood, NJ

Previous Registrations

2009-03-31 → 2023-02-06

Boenning & Scattergood, Inc.

Linwood, NJ

West Conshohocken, PA
2005-09-16 → 2009-04-15

Ubs Financial Services Inc.

Northfield, NJ

Northfield, NJ
2002-06-07 → 2005-09-19

Morgan Stanley Dw Inc.

Northfield, NJ

Other Businesses

1. 03/05/2024 - FINRA - Other - FINRA Arbitrator - Not Investment Related - Philadelphia / ZOOM - Start Date 10/10/2023 - 1 Hour Per Month/ During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-02-09
S63	Uniform Securities Agent State Law Examination	1994-05-31

S65 Uniform Investment Adviser Law Examination

1996-02-09
S63 Uniform Securities Agent State Law Examination

1994-05-31

Other Names

Carl C Crowley
Carl Christopher Crowley

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews