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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
555 N. Webb Rd Suite A, Wichita, KS 67206 • United States
1632 E 23Rd Ave, Hutchinson, KS 67502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Hutchinson | KS | 04/2007 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Hutchinson | KS | 04/2007 | 07/2021 |
| Debra L Caffrey | Hutchinson | KS | 09/1999 | 07/2021 |
| Grace Home Health Care Inc | Hutchinson | KS | 10/2012 | 04/2017 |
| R.E.I.B. | Hutchinson | KS | 10/2001 | 01/2017 |
| Coldwell Banker Americana | Hutchinson | KS | 01/2017 | 07/2021 |
| Reins Of Hope Therapeutic Riding, Inc. | Hutchinson | KS | 10/2017 | 07/2021 |
| Debra L Caffrey Llc | Hutchinson | KS | 05/2018 | 07/2021 |
| Lpl Financial Llc | Hutchinson | KS | 07/2021 | Present |
1. 9/23/2021 - Rolling Plains Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/27/2021 - 175 Hours Per Month/137 Hours During Securities Trading. 2. 11/17/2021 - DEBRA L. CAFFREY LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - MANAGING MEMBER, SOLE OWNER - Started 02/2018. 3. 11/17/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Other-NOTARY - Started 1999. 4. 04/01/2026 - Air Capital Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/01/2026 - 176 hours per month/ 132 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-06 |
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