Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
  • KS RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

555 N. Webb Rd Suite A, Wichita, KS 67206 • United States

1632 E 23Rd Ave, Hutchinson, KS 67502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Hutchinson KS 04/2007 07/2021
Various Insurance Carriers For W&R Insurance Agencies Hutchinson KS 04/2007 07/2021
Debra L Caffrey Hutchinson KS 09/1999 07/2021
Grace Home Health Care Inc Hutchinson KS 10/2012 04/2017
R.E.I.B. Hutchinson KS 10/2001 01/2017
Coldwell Banker Americana Hutchinson KS 01/2017 07/2021
Reins Of Hope Therapeutic Riding, Inc. Hutchinson KS 10/2017 07/2021
Debra L Caffrey Llc Hutchinson KS 05/2018 07/2021
Lpl Financial Llc Hutchinson KS 07/2021 Present
  • 04/2007 → 07/2021
    Waddell & Reed, Inc.
    Hutchinson, KS
  • 04/2007 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Hutchinson, KS
  • 09/1999 → 07/2021
    Debra L Caffrey
    Hutchinson, KS
  • 10/2012 → 04/2017
    Grace Home Health Care Inc
    Hutchinson, KS
  • 10/2001 → 01/2017
    R.E.I.B.
    Hutchinson, KS
  • 01/2017 → 07/2021
    Coldwell Banker Americana
    Hutchinson, KS
  • 10/2017 → 07/2021
    Reins Of Hope Therapeutic Riding, Inc.
    Hutchinson, KS
  • 05/2018 → 07/2021
    Debra L Caffrey Llc
    Hutchinson, KS
  • 07/2021 → Present
    Hutchinson, KS
Previous Registrations
  • 2007-04-19 → 2021-07-21
    Waddell & Reed
    Wichita, KS
    Hutchinson, KS
    Wichita, KS
    Salina, KS
    Edmond, OK
    Wichita, KS
    Hutchinson, KS
  • 2007-03-13 → 2007-03-27
    Uvest Financial Services Group, Inc.
    Hutchinson, KS
    Charlotte, NC
  • 2006-12-07 → 2007-02-14
    Hutchinson, KS
Other Businesses

1. 9/23/2021 - Rolling Plains Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/27/2021 - 175 Hours Per Month/137 Hours During Securities Trading. 2. 11/17/2021 - DEBRA L. CAFFREY LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - MANAGING MEMBER, SOLE OWNER - Started 02/2018. 3. 11/17/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Other-NOTARY - Started 1999. 4. 04/01/2026 - Air Capital Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/01/2026 - 176 hours per month/ 132 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-06
  • S66 Uniform Combined State Law Examination
    2006-12-06
Designations
Other Names
  • Debra L Chesnuttmoffett
  • Debra Lee Clark
  • Debra Lee Chesnutt
  • Debra L Caffrey
  • Debra Caffrey

View on SEC IAPD

More in Wichita, KS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor