Thomas William Ferrante

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-01-11
TX	RA	APPROVED_RES	2022-04-14
NY	RA	APPROVED	2021-06-22

FL RA
APPROVED

Since 2023-01-11
TX RA
APPROVED_RES

Since 2022-04-14
NY RA
APPROVED

Since 2021-06-22

Branch Locations

Two Jericho Plaza, Jericho, NY 11753 • United States

Delray Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Jericho	NY	05/2012	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

05/2012 → Present

Morgan Stanley Smith Barney Llc

Jericho, NY
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-12-19
S63	Uniform Securities Agent State Law Examination	1994-05-23

S66 Uniform Combined State Law Examination

2022-12-19
S63 Uniform Securities Agent State Law Examination

1994-05-23

Other Names

Thomas W Ferrante

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews