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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-03-23 |
| OH | RA | APPROVED | 2015-07-27 |
Branch Locations
9999 Brewster Ln Suite 101, Powell, OH 43065 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Dublin | OH | 11/2012 | Present |
| Stratos Wealth Partners | Powell | OH | 07/2015 | Present |
1. 11/30/2012 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2. 07/28/2015 - STRATOS WEALTH PARTNERS - INV REL - 9482 WEDGEWOOD BLVD, #120, POWELL, OH 43065 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 7/16/2015 - 160 HOURS PER MONTH, 100% TIME SPENT, 40 DURING TRADING - RIA 3. 08/05/2015 - STRATOS WEALTH PARTNERS - INV REL - 9482 WEDGEWOOD BLVD, #120, POWELL, OH 43065 - REGISTERED INVESTMENT ADVISOR HYBRID - START 7/16/2015 - 100% TIME SPENT - IAR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-08 |
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