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Summit Financial, LLC CRD 299322
$22.5B regulatory AUM 59 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4 Campus Drive, Parsippany, NJ 07054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-02-23 |
| FL | RA | APPROVED | 2026-02-02 |
Branch Locations
Palm Beach, FL • United States
Greenwich, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fieldpoint Private Secruities Llc | Greenwich | CT | 11/2014 | 11/2020 |
| Ubs Financial Services Inc | Stamford | CT | 11/2020 | 11/2025 |
| Summit Financial, Llc | Parsippany | NJ | 12/2025 | Present |
1) Serves as Trustee to the Greenwich Historical Society, located in Greenwich, Connecticut, which preserves local Greenwich history through educational programs and preservation of the Bush Holley historic home. Start date 10/2/2018
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-06-25 |
| S65 | Uniform Investment Adviser Law Examination | 2006-04-06 |
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