Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-02-13 |
| TX | RA | APPROVED | 2020-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Fresno | CA | 06/2009 | 02/2020 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 02/2020 |
| Wells Fargo Advisors Financial Network, Llc | Fresno | CA | 02/2020 | Present |
JP GARZA INVESTMENT, INC, INVT RELATED, FRESNO, CA, 100% OWNERSHIP, START DATE 2/13/2020, 100 HRS PER MONTH, 8 TO 10 HRS DURING TRADING, FINET PRACTICE
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-07-06 |
| S65 | Uniform Investment Adviser Law Examination | 1994-07-06 |
Reach out to this advisor