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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Odessa | FL | 05/2011 | Present |
(1) 04/22/2015: NO BUSINESS NAME - INV REL - SPRING HILL, FLORIDA - MECHANICAL RESTORATION - START 04/18/2015 - 32 HR/MO NONE DURING SEC TRDG HRS - AUTOMOTIVE RESTORER. (2) 8/16/2017: No Business Name - Investment Related - ODESSA, FLORIDA - Real Estate Rental - CO-OWNER - Started 08/01/2017 - 2 Hours Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-09 |
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