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Royal Fund Management, LLC CRD 144434
$1.56B regulatory AUM 23 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2016-12-12 |
| TX | RA | APPROVED | 2016-12-12 |
Branch Locations
110 S. 13Th Street, Clinton, OK 73601 • United States
1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advanced Financial Strategies, Inc | Clinton | OK | 12/1997 | Present |
| Vsr Financial Services, Inc | Overland Park | KS | 10/2014 | 09/2016 |
| Vsr Advisory Services | Overland Park | KS | 10/2014 | 09/2016 |
| Summit Brokerage Services, Inc. | Clinton | OK | 09/2016 | 12/2016 |
| Summit Financial Group Inc | Boca Raton | FL | 09/2016 | 12/2016 |
| Royal Fund Management, Llc Dba Advanced Financial Strategies | The Villages | FL | 12/2016 | Present |
(1) ADVANCED FINANCIAL STRATEGIES, INC; 110 SOUTH 13TH STREET, CLINTON, OK 73601. (2) BRYAN BACA; INVESTMENT RELATED; 110 SOUTH 13TH STREET, CLINTON, OK 73601;FIXED AND TRADITIONAL INSURANCE; AGENT; APPROXIMATELY 40 HOURS PER MONTH INCLUDING DURING TRADING HOURS; FIXED AND TRADITIONAL INSURANCE SALES. (3) BRYAN BACA; INVESTMENT RELATED; 110 SOUTH 13TH STREET, CLINTON, OK 73601; RENTAL REAL ESTATE; OWNER/MANAGER; 5-10 HOURS PER MONTH; 0 HOURS SPENT DURING TRADING HOURS; OWN/MANAGE RENTAL REAL ESTATE. (4) BRYAN BACA; NOT INVESTMENT RELATED; NEAR CLINTON, OK 73601; CATTLE RANCH; OWNER/RANCHER; 5-10 HOURS PER MONTH; 0 HOURS SPENT DURING TRADING HOURS; SMALL COW/CALF FARMING OPERATION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-30 |
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