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2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-24 |
| IL | RA | APPROVED | 2021-11-02 |
Branch Locations
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
1011 Warrenville Road Suite 155, Lisle, IL 60532 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Downers Grove | IL | 05/2016 | Present |
| Highpoint Advisor Group, Llc | Downers Grove | IL | 05/2016 | Present |
1. 05/06/2016 - PINNACLE, METROPOLITAN LIFE INSURANCE COMPANY/ NON-VARIABLE INSURANCE/ 5%/ DOWNERS GROVE, IL 2. 05/11/2016 * Highpoint Advisor Group, LLC * Registered Investment Advisor Hybrid * inv rel * at reported business location(s) * IAR * Start 3/6/2016 * time spent 50% 3. 06/21/2016 * Einspar Family Financial, LLC. * DBA for LPL Business (entity for LPL business) * Einspar Family Financial, LLC. * INV REL * 3000 Woodcreek Drive, Unit 210, Downers Grove, IL 60515 * START 06/09/2016 * 160 HRS/MO DURING SECS TRDG HRS. 4. 08/01/2016: No Business Name - Non-Variable Insurance - INV REL - At Reported Business Location(s) - Start 07/01/2016 - agent paid at carrier level - 0 Hr/Mo
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-24 |
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