Paul William Sponseller

Employer firm

Independent Financial Partners CRD 125112

$16.3B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• NON-DISCRETIONARY INVESTMENT ADVICE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 05/2017
  Niagara International Capital Limited
  Sun City Center, FL
• 01/2017 → 05/2017
  Unemployed
  Tampa, FL
• 06/2017 → 07/2017
  Moors & Cabot, Inc.
  Sarasota, FL
• 05/2014 → 01/2017
  Raymond James & Associates, Inc.
  Sun City Center, FL
• 07/2017 → 09/2019
  Wealthsource Partners, Llc
  Sun City Center, FL
• 09/2019 → Present
  Independent Financial Partners
  Tampa, FL

Previous Registrations

• 2017-09-29 → 2020-01-02
  Wealthsource®
  Sun City Center, FL
• 2010-06-04 → 2017-02-21
  Raymond James & Associates, Inc.
  Sun City Center, FL
• 2002-09-16 → 2006-08-02
  Invest Financial Corporation
  Sun City Center, FL
  Sun City Center, FL
  Ft. Myers, FL
• 1997-06-10 → 2002-09-18
  Raymond James & Associates, Inc.
  Sun City Center, FL

Other Businesses

1) Mary and Martha House; not investment related; 1009 1st Street SW, Ruskin, FL 33570; Battered Women's shelter; Member of the Board of Directors; December 5, 2011 start date; 4 hours/month; 0 hours/month during securities trading hours; Board of Directors duties.

Exams

• S66 Uniform Combined State Law Examination
  2010-05-24
• S65 Uniform Investment Adviser Law Examination
  2006-03-20
• S63 Uniform Securities Agent State Law Examination
  1995-02-21

Designations

• Certified Financial Planner