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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2002-11-14
  • ME RA
    APPROVED
    Since 2002-11-14

Branch Locations

Westport Point, MA • United States

275 Grove St Ste 1W-305, Auburndale, MA 02466 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Topsham ME 09/2005 03/2020
Ameriprise Financial Services, Llc Raynham MA 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; Old bath rdBrunswick, maine,04011, ,; Not Investment-Related; 07/10/2015. Business Ownership; Jahtwen; ; comercial realestate building.; 62 main sttopsham,me.04086, ,; ; ; 1 to 9 hours per month; .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-05
S63 Uniform Securities Agent State Law Examination 1994-06-29
  • S66 Uniform Combined State Law Examination
    2002-11-05
  • S63 Uniform Securities Agent State Law Examination
    1994-06-29
Other Names
  • Jean Jules Stpierre
  • Jean J St Pierre

View on SEC IAPD

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