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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-23
TX RA APPROVED_RES 2013-05-01
  • MN RA
    APPROVED
    Since 2013-11-23
  • TX RA
    APPROVED_RES
    Since 2013-05-01

Branch Locations

1025 Industrial Dr, Spring Valley, MN 55975 • United States

3038 Jeremiah Ln Nw Ste 200, Rochester, MN 55901 • United States

122 W 2Nd St Ste 14, Winona, MN 55987 • United States

111 N Main St Ste 103, Austin, MN 55912 • United States

Rochester, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Rochester MN 09/2005 03/2020
Ameriprise Financial Services, Llc Rochester MN 03/2020 Present
Other Businesses

Business Ownership; Orange Theory Fitness; ; It is a gym with treadmills, row machines and free weights led in a class setting; To be determined, ,; Not Investment-Related; 12/01/2017; 1 to 9 hours per month; 0 during trading hours / Ikigai Operations LLC; Leadership, strategic planning, client service, financial management; Entity structure supports operations of the Ameriprise Financial Planning Practice including leadership, payment of payroll and profit distribution to owners.; 3038 Jeremiah Lane NW, , Rochester, MN, 55901; Investment-Related; 06/01/2023; 60 hours per month; 60 during trading hours / The Miller Girls LLC; Manage land rental; Farm land rental; 4753 Millie Meadow Lane SW, , Rochester, MN, 55902; Not Investment-Related; 05/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / JMH Ikigai Planning LLC.; Owner; Manage Ameriprise Business; 3038 Jeremiah Lane NW, Ste 200, , Rochester, MN 55901, MN, 55901; Investment-Related; 06/10/2026; 1 to 9 hours per month; 1 to 9 during trading hours / Integrity Point LLC.; Co-owner; Manage Ameriprise Business; 8951 Windsor Pkwy., , Johnston, IA, 50131; Investment-Related; 10/25/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Boys and Girls Club of Rochester MN; Finance Committee Member; 1026 East Center Street, , Rochester, MN, 55904; Investment-Related; 11/16/2021; 1 to 9 hours per month; 0 during trading hours / Boys and Girls Club of Rochester; Lifetime Board Member; 1026 East Center Street , , Rochester, MN, 55094; Not Investment-Related; 09/01/2015; 1 to 9 hours per month; 0 during trading hours / Deep Geo Board of Directors; Board of Directors; 39 Allston Ave, , Middleton, RI, 02842; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; JMH Ikigai Planning LLC; Owner; Manage advisory business; 3038 Jeremiah Lane NW, Ste. 200, , Rochester, MN, 55901; Investment-Related; 06/30/2026; 20 to 39 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-08-19
  • S63 Uniform Securities Agent State Law Examination
    1994-08-19
Designations
  • Chartered Financial Consultant
Other Names
  • Jodi Kay Miller
  • Jodi Kay Miller
  • Jodi Kay Hammes
  • Jodi Kay Hammes

View on SEC IAPD

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