Robert Lee Cecil

Current Employers

Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	1998-07-31

TX RA
APPROVED

Since 1998-07-31

Branch Locations

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • UNITED STATES

14881 Quorum Drive Suite 340, Dallas, TX 75254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert Cecil & Assoc.,Inc. Dba Cecil & C	Dallas	TX	08/1982	Present
Prospera Financial Services, Inc.	Dallas	TX	04/2000	Present

08/1982 → Present

Robert Cecil & Assoc.,Inc. Dba Cecil & C

Dallas, TX
04/2000 → Present

Prospera Financial Services, Inc.

Dallas, TX

Other Businesses

OWNER OF CECILCO SINCE 1980. AN INDEPENDENT RETIREMENT PLAN COMSULTING SERVICE. PROVIDES BENEFITS AND RETIREMENT PLAN ADVINISTRATION SERVICES TO VARIOUS COMPANIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-05-10
S63	Uniform Securities Agent State Law Examination	1994-05-16

S65 Uniform Investment Adviser Law Examination

2005-05-10
S63 Uniform Securities Agent State Law Examination

1994-05-16

Other Names

Robert Lee Cecil

View on SEC IAPD

Current Employers

Prospera Financial Services, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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