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Cullen Bartholomew Mcgloin

Principal Advised Services

Tonawanda, NY

CRD 2482598

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Employer firm

Principal Advised Services CRD 297324

$1.42B regulatory AUM 16,537 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-04-03
IA RA APPROVED 2022-11-03
  • NY RA
    APPROVED
    Since 2024-04-03
  • IA RA
    APPROVED
    Since 2022-11-03

Branch Locations

Tonawanda, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Tonawanda NY 08/2010 Present
Principal Securities, Inc. Tonawanda NY 08/2010 Present
Principal Advised Services Tonawanda NY 11/2022 Present
  • 08/2010 → Present
    Principal Life Insurance Company
    Tonawanda, NY
  • 08/2010 → Present
    Principal Securities, Inc.
    Tonawanda, NY
  • 11/2022 → Present
    Principal Advised Services
    Tonawanda, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-01
S65 Uniform Investment Adviser Law Examination 1996-04-09
S63 Uniform Securities Agent State Law Examination 1994-05-18
  • S66 Uniform Combined State Law Examination
    2006-06-01
  • S65 Uniform Investment Adviser Law Examination
    1996-04-09
  • S63 Uniform Securities Agent State Law Examination
    1994-05-18
Other Names
  • Cullen B Mcgloin

View on SEC IAPD

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