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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2014-05-20 |
Branch Locations
777 East Wisconsin Ave, Milwaukee, WI 53202 • United States
Whitefish Bay, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co., Inc. | Milwaukee | WI | 10/2013 | Present |
Name/Address: Yale Association of Wisconsin / 4914 N Cumberland, Milwaukee, WI Name/Address: Start Date: 2005 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Treasurer Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-30 |
| S65 | Uniform Investment Adviser Law Examination | 1994-06-29 |
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