Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-03 |
Branch Locations
368 E Yosemite Ave Ste 200, Merced, CA 95340 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Merced | CA | 09/2025 | Present |
| Ubs Financial Services Inc. | Merced | CA | 04/1994 | 09/2025 |
1. 08/2025 - Decorum Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related -160 Hour(s)/Month - 40 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 9/3/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-31 |
Reach out to this advisor