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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-12 |
| NJ | RA | APPROVED | 2016-07-28 |
| TX | RA | APPROVED | 2016-07-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Jersey City | NJ | 03/2016 | Present |
| Jpmorgan Chase Bank, Na. | Jersey City | NJ | 03/2016 | Present |
| Alphafoxtotgaming | Scotch Plains | NJ | 01/2024 | Present |
Entity Name: AlphaFoxtotGaming Investment related: No Address: Scotch Plains, NJ 07076 Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 01/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Resale of consumer goods and collectables on online marketplaces such as Ebay.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-26 |
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