John William Jarvis

Employer firm

J.w. Jarvis Investment Advisors CRD 143894

$3.00M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

J.W. Jarvis Investment Advisors

Golden, CO • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-11-10

CO RA
APPROVED

Since 2025-11-10

Branch Locations

Golden, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services	Golden	CO	06/2004	Present
Insurance	Golden	CO	03/2005	Present
J. W. Jarvis Investment Advisors	Golden	CO	04/2007	Present

06/2004 → Present

Raymond James Financial Services

Golden, CO
03/2005 → Present

Insurance

Golden, CO
04/2007 → Present

J. W. Jarvis Investment Advisors

Golden, CO

Previous Registrations

2005-03-01 → 2007-07-09

Raymond James Financial Services, Inc.

Golden, CO

Golden, CO
2003-02-28 → 2004-06-22

A. G. Edwards & Sons, Inc.

Evergreen, CO
2001-05-04 → 2003-03-05

Transamerica Financial Advisors, Llc

Golden, CO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-24
S63	Uniform Securities Agent State Law Examination	1994-06-15

S65 Uniform Investment Adviser Law Examination

1999-11-24
S63 Uniform Securities Agent State Law Examination

1994-06-15

Other Names

John William Jarvis

View on SEC IAPD