Jeromy D Wood

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 02/2017
  Kpg Capital Partners
  Park City, UT
• 03/2017 → Present
  Futurity First Insurance Group
  Salt Lake City, UT
• 03/2017 → 03/2018
  Proequities, Inc.
  Salt Lake City, UT
• 03/2018 → 06/2024
  Securities America, Inc.
  Salt Lake City, UT
• 01/2020 → 06/2024
  Securities America Advisors
  Sandy, UT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Sandy, UT

Previous Registrations

• 2020-01-07 → 2024-06-14
  Securities America Advisors, Inc.
  Sandy, UT
• 2009-06-01 → 2013-06-26
  Morgan Stanley
  South Jordan, UT
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  South Jordan, UT
  South Jordan, UT
• 2007-01-29 → 2007-04-02
  Morgan Stanley Dw Inc.
  West Valley City, UT

Other Businesses

1. SECURITIES AMERICA POSITION: Financial Advisor NATURE: Investments in mutual funds, stocks, bonds, ETF, and fixed income annuities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 04/01/2018 ADDRESS: 7370 Creek Road Suite 101, Sandy UT 84093 DESCRIPTION: Prospecting clients, recommending asset allocation, annual reviews, and providing investment advice. 2. FUTURITY FIRST INSURANCE GROUP POSITION: Financial Advisor NATURE: Advising clients on insurance products such as Medicare, Life and Health insurance, fixed annuities, etc INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/01/2017 ADDRESS: 7370 Creek Road Suite 101, Sandy UT 84093 DESCRIPTION: Prospecting and meeting with clients to reveiw their Medicare, life and health insurance needs, and fixed annuities. 3. SECURITIES AMERICA ADVISORS POSITION: Advisor NATURE: Prospecting clients, recommending plans for advisory clients, annual reviews, and investment recommendations. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 30 START DATE: 01/07/2020 ADDRESS: 7370 Creek Road, Suite 101, Sandy UT 84093 DESCRIPTION: Providing investment planning and investment portfolios for advisory clients. 4. GLAMOUR GOWNS POSITION: Member NATURE: Glamour Gowns is an LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/18/2025 ADDRESS: 289 N Main Street, Tooele UT 84074, United States DESCRIPTION: Glamour Gowns is a retail clothing store selling formal wear for proms, homecoming, and bridesmaids dresses. My wife is the owner operator, and I will be assisting outside of trading hours on a limited basis.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-01-19
• S63 Uniform Securities Agent State Law Examination
  2006-11-30

Other Names

• Jeremy Wood
• Jeromy Daniel Wood
• Jeromy Wood