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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2022-11-14 |
| TX | RA | APPROVED_RES | 2022-11-14 |
Branch Locations
11601 Pleasant Ridge Rd #102, Little Rock, AR 72212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Little Rock | AR | 01/2009 | 10/2022 |
| Securities America Advisors, Inc. | Little Rock | AR | 01/2009 | 10/2022 |
| Lpl Financial | Little Rock | AR | 11/2022 | Present |
1- 11/2022 / DMGilliam Capitol Managment, INC / Non-Variable Insurance / Investment Related / 20 HRS PER MNTH & 2 HRS During Trading-15 Time Spnt Prcnt / Little Rock, AR 2- 11/2022 / DMGilliam Capital Management, Inc / DBA for LPL Business (entity for LPL business) / Investment Related / 160 HRS PER MNTH & 8 HRS During Trading-100 Time Spnt Prcnt / Little Rock, AR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-08 |
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