Marc J Mungin

Employer firm

Lincoln Investment CRD 519

$22.0B regulatory AUM 595 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-25
CT	RA	APPROVED	2017-07-20

NY RA
APPROVED

Since 2021-03-25
CT RA
APPROVED

Since 2017-07-20

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Norwalk, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Legend Equities Corporation	Palm Beach Gardens	FL	04/1994	01/2017
Legend Advisory Corporation	Palm Beach Gardens	FL	07/2011	09/2019
Lincoln Investment	Norwalk	CT	01/2017	Present

04/1994 → 01/2017

Legend Equities Corporation

Palm Beach Gardens, FL
07/2011 → 09/2019

Legend Advisory Corporation

Palm Beach Gardens, FL
01/2017 → Present

Lincoln Investment

Norwalk, CT

Previous Registrations

2010-12-16 → 2019-10-04

Legend Advisory, Llc

Norwalk, CT

Bridgeport, CT

Palm Beach Gardens, FL

Norwalk, CT

Other Businesses

MARC J MUNGIN POSITION: Sole owner NATURE: Accounting & Taxes INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 2 START DATE: 02/01/1990 ADDRESS: 3 Ledgebrook Drive, Norwalk CT 06854, United States DESCRIPTION: Primarily provide tax preparation

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-07-18

S63 Uniform Securities Agent State Law Examination

1994-07-18

Designations

Chartered Financial Consultant

Other Names

Mare J Mungin
Mare J Mungin

View on SEC IAPD