Ann Wilhelmina Kuppe

Employer firm

B. Riley Wealth Advisors, Inc. CRD 115927

$4.21B regulatory AUM 40 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2023-09-25

MI RA
APPROVED

Since 2023-09-25

Branch Locations

Harbert, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
B. Riley Wealth Management	Harbert	MI	06/2013	Present
B. Riley Wealth Advisors, Inc.	Harbert	MI	07/2022	Present

06/2013 → Present

B. Riley Wealth Management

Harbert, MI
07/2022 → Present

B. Riley Wealth Advisors, Inc.

Harbert, MI

Other Businesses

1)FINRA ARBITRATOR, NOT INVESTMENT RELATED, 55 WEST MONROE, CHICAGO, IL 60603, FINRA ARBITRATION, ARBITRATOR, STARTED 1997, 1 HR PER MONTH, 0 HRS DURING TRADING, INDUSTRY ARBITRATOR AS NEEDED. 2) 209 BEECH STREET LLC, NOT INVESTMENT RELATED, PO BOX 148 HARBERT MI 49115, RENTAL RESIDENTIAL PROPERTY, PARTNER, STARTED 11/20/2015, 1 HOUR DEVOTED PER MONTH, 0 HRS DURING TRADING, PARTNER WITH SIBLING - MANAGE PROPERTY. 3) 6247 BERKSHIRE PLACE LLC, NOT INVESTMENT RELATED, 6427 BERKSHIRE PL UNIVERSITY PARK FL 34201, INHERITED RESIDENCE/RENTAL PROPERTY, GENERAL PARTNER WITH SISTER, STARTED 8/2016, 2 HRS DEVOTED PER MONTH, 0 HRS DURING TRADING, MANAGE RENTAL WITH SISTER. 4) TERRY LANE LOT LLC; NON INVESTMENT RELATED; TERRY LANE SAWYER MI 49115; REAL ESTATE INVESTMENT/ RENTAL PROPERTY; START DATE 8/5/2016; 0 HRS DEVOTED. 5) ROAN HOLDINGS LLC; NON INVESTMENT RELATED; PO BOX 148 HARBERT MI 49115; RENTAL REAL ESTATE; OWNER; START DATE 2004; 1 HR/ MONTH DEVOTED NONE DURING SECURITIES TRADING HRS. 6) HARBOR COUNTRY RENTALS LLC; NON INVESTMENT RELATED; RENTAL REAL ESTATE; OWNER; PO BOX 148 HARBERT MI 49115; START DATE 1999; 1 HR/ MONTH DEVOTED NONE DURING SECURITIES TRADING HRS. 7) 5932 SAWYER ROAD LLC; NON INVESTMENT RELATED; RENTAL REAL ESTATE; OWNER; 5932 SAWYER ROAD SAWYER MI 49125; START DATE 2003; 2 HR/ MONTH DEVOTED NONE DURING SECURITIES TRADING HRS. 8) B. RILEY WEALTH INSURANCE; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; FIXED INSURANCE SALES; LICENSED INSURANCE AGENT; START DATE 09/2025; AS MANY HOURS AS NEEDED PER MONTH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-04-06
S63	Uniform Securities Agent State Law Examination	1994-06-24

S65 Uniform Investment Adviser Law Examination

2006-04-06
S63 Uniform Securities Agent State Law Examination

1994-06-24

Designations

Certified Financial Planner

Other Names

Mina Kuppe

View on SEC IAPD