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Carol Jean Lane

The Financial Resource Center

Carmel, IN

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Current Employers
The Financial Resource Center

9640 Commerce Drive Suite 414, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-12-16
  • IN RA
    APPROVED
    Since 2021-12-16

Branch Locations

9640 Commerce Drive Suite 414, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 02/2005 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2005 Present
The Financial Resource Center Indianapolis IN 12/2021 Present
Previous Registrations
  • 2005-03-28 → 2022-03-18
    Indianapolis, IN
  • 2005-02-28 → 2005-03-28
    Cambridge Investment Research, Inc.
    Indianapolis, IN
    Indianapolis, IN
    Southport, NC
  • 1998-12-08 → 2005-03-02
    G & W Equity Sales, Inc.
    Indianapolis, IN
Other Businesses

1. THE FINANCIAL RESOURCE CENTER INC, 8780 PURDUE RD STE 3, INDIANAPOLIS, IN, 3/2005 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/WK - 2/TRADING. 2. LANE EGGS, CLARKS HILL, IN, 10/2016 AS OWNER, SELLING FRESH EGGS. NIR - 2/WK - 0/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30 HR/WK -30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4. CARRIAGE WEALTH PARTNERS, LLC / 8780 Purdue Road, Suite 3, Indianapolis IN 46268 / 11/01/2021 / INV REL / OWNER - IRIA that The Financial Resource Center, Inc. will be affiliated with for the FRC's fee based business / 160 HR/MO - 160 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-05-20
  • S63 Uniform Securities Agent State Law Examination
    1994-05-20
Designations
Other Names
  • Carol J Lane

View on SEC IAPD

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