Robert Michael Johnson

Current Employers

Employment History

• 07/2014 → Present
  Navigation Financial Group
  Dallas, TX
• 01/2015 → 06/2024
  Securities America, Inc.
  Dallas, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  Dallas, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  Dallas, TX

Previous Registrations

• 2015-01-06 → 2024-06-14
  Securities America Advisors, Inc.
  Dallas, TX
  Dallas, TX
• 2011-11-18 → 2014-03-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
• 2010-08-25 → 2011-06-29
  Chase Investment Services Corp.
  Dallas, TX
• 2003-08-05 → 2007-07-05
  Securities America Advisors, Inc.
  Dallas, TX
• 2003-04-07 → 2003-08-01
  Veravest Investment Advisors, Inc.
  Dallas, TX

Other Businesses

1. ALPHA MEDIA, LLC POSITION: Broadcaster NATURE: High School Football Broadcasting INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2007 ADDRESS: 1211 SW 5th Avenue, Suite 750, Portland OR 97204 2. KEYSTONE BROADCASTING - FOOTBALL BROADCASTING POSITION: Broadcasting NATURE: Keystone Broadcasting - Football Broadcasting INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/30/2018 ADDRESS: 2802 W University Blvd., Durant OK 74701 DESCRIPTION: I am part of a team that broadcasts college football games on radio and internet video 3. AVIGATION FINANCIAL GROUP POSITION: Agent NATURE: Navigation Financial Advisors, Inc. DBA Navigation Financial Group INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 04/20/2001 ADDRESS: 15770 N Dallas Parkway, Suite 650, Dallas TX 75248 DESCRIPTION: Insurance Sales 4. FINRA NON-PUBLIC ARBITRATOR POSITION: non-public arbitrator NATURE: FINRA Non-Public Arbitrator INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/11/2021 ADDRESS: 15770 N Dallas Parkway, Ste 650, Dallas TX 75248, United States DESCRIPTION: Non-public FINRA arbitrator - see rule 12100 for definition 5. K2C PEO POSITION: Employee NATURE: Beginning 12/7/2019, Navigation Financial Advisors, Inc. DBA Navigation Financial Group selected Key2Cash, LLC dba K2C PEO that is wholly owned by LL Roberts Group as their new professional employer organization(PEO). See www.llroberts.com for additional information regarding their services. Navigation Financial Group and K2C PEO are my co-employers. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/07/2019 ADDRESS: 9330 LBJ Freeway, Suite 300, Dallas TX 75243, United States DESCRIPTION: Navigation Financial Group and K2C PEO are my co-employers. I am the Director of Compliance and Supervision for Navigation Financial Group, and my representative level with SAI is Principal Support.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-08-23
• S66 Uniform Combined State Law Examination
  2001-07-20

Other Names

• Rob Johnson
• Robert Michael Johnson
• Robert Michael Johnson
• Rob Johnson