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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-06 |
Branch Locations
12222 Merit Dr Suite 1800, Dallas, TX 75251 • United States
Dallas, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Farmers Branch | TX | 11/2017 | 05/2019 |
| J.P. Morgan Securities Llc | Dallas | TX | 10/2012 | 11/2017 |
| Td Ameritrade | Southlake | TX | 08/2020 | 07/2021 |
| Unemployment | Dallas | TX | 06/2019 | 08/2020 |
| Dallas County Department Of Treasurer | Dallas | TX | 08/2021 | 05/2022 |
| Catco Usa, Llc | Terrell | TX | 05/2022 | 01/2023 |
| Unemployment | Dallas | TX | 02/2023 | 09/2023 |
| Raymond James Financial Services, Inc. | Dallas | TX | 10/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Raymond James Financial Services Advisors, Inc. | TX | 10/2023 | Present |
| Carter Advisory Services | Dallas | TX | 09/2023 | Present |
(1)Name of Business: Carter Financial Management Address: 12222 Merit Dr Ste 1800, Dallas, TX, 75251-3296, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 09/12/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is simply how we present the name of the firm to the public and do business as Carter Financial Management. There are no responsibilities with this role.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-21 |
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