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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-03-13 |
| TX | RA | APPROVED_RES | 2023-03-06 |
Branch Locations
6101 Carnegie Blvd. Suite 520, Charlotte, NC 28209 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charlotte | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | 03/2023 |
| Lpl Financial Llc | Charlotte | NC | 03/2023 | Present |
1) 02/06/2023 - Carnegie Private Wealth - Non-Variable Insurance - Selling: Fixed Annuities, Term Life, Whole Life, Guaranteed Universal Life; Highland Capital - Charlotte, NC 28209 - Investment related - 5 Hours per month - Start date: 03/01/2023. 2) 02/06/2023 - Carnegie Private Wealth - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 3) 08/18/2025 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 08/15/2025 - 2 hours per month/ 1 hour during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-02 |
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