John Seiberling Fulton

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2021-12-01
TX	RA	APPROVED_RES	2006-10-24
FL	RA	APPROVED	2002-07-15

VA RA
APPROVED

Since 2021-12-01
TX RA
APPROVED_RES

Since 2006-10-24
FL RA
APPROVED

Since 2002-07-15

Branch Locations

Charlottesville, VA • United States

525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States

440 Royal Palm Way, Palm Beach, FL 33480 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Palm Beach	FL	07/2002	Present

07/2002 → Present

Ubs Financial Services Inc.

Palm Beach, FL

Other Businesses

Rosarian Academy Charitable Trust; 807 North Flagler Drive, West Palm Beach, Florida 33401; Private School; Education; Chairman Endowment Committee; Facilitate order, set agenda, etc.; Start date: 7/1/2014

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-05-13
S65	Uniform Investment Adviser Law Examination	1994-05-13

S63 Uniform Securities Agent State Law Examination

1994-05-13
S65 Uniform Investment Adviser Law Examination

1994-05-13