William Dennis Toomey

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 07/2020
  Legg Mason & Co Llc
  Fort Worth, TX
• 06/2011 → 07/2020
  Legg Mason Investor Services, Llc
  Lake Wylie, SC
• 08/2020 → 11/2020
  Clearbridge Investments Llc
  New York, NY
• 08/2020 → 11/2020
  Bv Securities
  Dallas, TX
• 11/2020 → 01/2022
  Fred Alger & Company, Llc
  New York, NY
• 01/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 01/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2011-06-14 → 2020-08-18
  Clearbridge Investments, Llc
  New York, NY
• 2010-01-01 → 2011-06-01
  Invesco Advisers, Inc.
  Atlanta, GA
• 2002-06-07 → 2010-01-01
  Invesco Aim Private Asset Management, Inc.
  Houston, TX

Other Businesses

1. CIRA, 1776 Pleasant Plain Rd, Fairfield IA 52556, United States, 01/2022, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-12-19
• S63 Uniform Securities Agent State Law Examination
  1994-06-03

Other Names

• Bill Toomey