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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2022-09-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc. | Fairfield | IA | 01/2022 | Present |
| Seaway Investment Management | Kennebunk | ME | 08/2014 | 01/2022 |
| Cambridge Investment Research Inc. | Fairfield | IA | 01/2022 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2022 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADMINISTRATIVE REP OF AN RIA. INV REL, 160 HR/MO- 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 2) PENSION PROFESSIONALS, 180 Pool St, Biddeford ME 04005, United States, 01/03/2022, W2 Employee, INV REL, 160 HR/MO- 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-29 |
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