Raydel Antonio Hernandez

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-12-08
TX	RA	APPROVED	2023-12-04

NJ RA
APPROVED

Since 2023-12-08
TX RA
APPROVED

Since 2023-12-04

Branch Locations

Hewitt, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	New York	NY	10/2012	12/2023
M & R Writing And Publishing	Hewitt	NJ	03/2019	Present
Lpl Financial, Llc	Hewitt	NJ	12/2023	Present

10/2012 → 12/2023

J.P. Morgan Securities Llc

New York, NY
03/2019 → Present

M & R Writing And Publishing

Hewitt, NJ
12/2023 → Present

Lpl Financial, Llc

Hewitt, NJ

Previous Registrations

2012-10-01 → 2023-12-05

J.P. Morgan Securities Llc

New York, NY
2008-04-18 → 2012-10-01

Chase Investment Services Corp.

New York, NY

Other Businesses

1) 11/29/2023 - Paragon Investment LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/2023 - 160 Hr/Mth 2) 11/29/2023 - M & R WRITING AND PUBLISHING - Online Sale of Cookbook - Owner - Start: 10/2020

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-04-15
S63	Uniform Securities Agent State Law Examination	1995-05-25

S65 Uniform Investment Adviser Law Examination

2008-04-15
S63 Uniform Securities Agent State Law Examination

1995-05-25

Other Names

Raydel Anthony Hernandez

View on SEC IAPD