Roger P Kent

Current Employers

Employment History

• 04/1994 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  King Of Prussia, PA
• 12/2009 → Present
  Bank Of America, Na
  Wayne, PA

Other Businesses

NAME OF BUSINESS: RPKENT & COMPANY, LLC BUSINESS ADDRESS: P.O. BOX 200, DEVON, PA 19333 NATURE OF BUSINESS: REAL ESTATE POSITION, TITLE, ASSOCIATION WITH BUSINESS: MANAGING MEMBER DUTIES: LIMITED LIABILITY NUMBER OF HOURS DEVOTED TO BUSINESS: 4 HOURS I*32426FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: OFF-CAMPUS HOUSING, LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:DEVON, PENNSYLVANIA 19333NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OTHER, MANAGING MEMBERSTART DATE OF RELATIONSHIP: 4/23/2004NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: MEMBER COLLECT RENTS AND PAY BILLS I*81855FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: ABERDEEN HOLDINGS LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:DEVON, PENNSYLVANIA 19333NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 38198NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: RENTAL PROPERTIES I*1200378For profit or not for profit: Entity For Profit, Name of outside business organization: Choco Kop LLC, Investment related: N, Address of business: King of Prussia, Pennsylvania, 19406, Nature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 3/27/2023, Number of hours devoted: 1 hour(s) Weekly, Number of hours devoted during trading hours: 0, Duties: , Chocolate and Ice Cream Store - no day to day responsibilities. I*1963281 Entity Type: Entity For Profit Name of OBA: Choco NSQ, LLC Address: Newtown Square Pennsylvania Investment Related: No Position, Title, Association: General Partner/Managing Member Start Date:03/27/2023 No Hours: 1 Weekly No Hours during trading:0 Duties: Kilwins Franchise store, which sells chocolate and ice cream. I am just the silent partner, so no day to day responsibilities. I*: 2026279 Entity Type: Entity For Profit Name of OBA: Mount Pleasant Holdings, LLC Address: Chester Springs, PA Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 09/29/2023 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: The purpose of the LLC is to provide liability protection for 2 rental houses that are owned by the partners. My duties include: Collect Rents Coordinate Bill Payments with Bookkeeper Assist with signing leases with tenants Coordinate Maintenance & Repairs

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-07-07
• S63 Uniform Securities Agent State Law Examination
  1994-06-23