Carlos Alberto Torre

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1994 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Coral Gables, FL
• 12/2009 → Present
  Bank Of America, N.A.
  Miami, FL

Other Businesses

I*89722 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FUNDACION CASA DE LOS NINOS INVESTMENT RELATED: N ADDRESS OF BUSINESS: TIRRASE DE CURRIDABAT, SAN JOSE, 0 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 1/29/2016 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CASA DE LOS NINOS IS A CHARITY REGISTERED IN COSTA RICA AS WELL AS IN THE US. THE CHARITY SERVES AT RISK CHILDREN IN SAN JOSE COSTA . THEY OPERATE TWO CENTERS THAT FEED , PROVIDE EDUCATIONAL SUPPORT, LIMITED HEALTHCARE AND AFTER SCHOOL CARE.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-06-28
• S65 Uniform Investment Adviser Law Examination
  1994-06-28

Other Names

• Carlos Torre