Norman Ray Harp

Employer firm

Retirement Resources Inc. CRD 107996

$9.99M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Retirement Resources Inc.

10551 Barkley St. Suite 104, Overland Park, KS 66212 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2013-04-29
KS	RA	APPROVED	2013-03-19

MO RA
APPROVED

Since 2013-04-29
KS RA
APPROVED

Since 2013-03-19

Branch Locations

4901 West 136Th St, Leawood, KS 66224 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Norman R. Harp, Cpa	Overland Park	KS	11/1990	Present
Moloney Securities Corp	St. Louis	MO	07/2008	12/2017
B.B. Graham & Company	Orange	CA	12/2017	Present
Retirement Resources, Inc.	Overland	KS	03/2013	Present

11/1990 → Present

Norman R. Harp, Cpa

Overland Park, KS
07/2008 → 12/2017

Moloney Securities Corp

St. Louis, MO
12/2017 → Present

B.B. Graham & Company

Orange, CA
03/2013 → Present

Retirement Resources, Inc.

Overland, KS

Previous Registrations

2008-10-06 → 2013-03-28

Levitt Betzelberger Weinrich, Inc.

Overland Park, KS
2006-10-20 → 2008-07-30

Avantax Planning Partners, Inc.

Harrisonville, MO
2006-03-20 → 2006-08-16

Waddell & Reed

Harrisonville, MO

Independence, MO
2003-11-07 → 2006-03-24

Cohen Advisory Services,Llc

Overland Park, KS
2001-03-09 → 2003-08-05

S&A Financial Services, Inc.

Merriam, KS

Other Businesses

1.NORMAN R HARP, CPA,PA, OWNER,CPA PRACTICE; OPERATE/MANAGE AND PERFORM TAX PREPARATION SERVICES; START-11/1990; 170 HRS/MONTH 2. CHART PLANNING PRIVATE WEALTH MANAGEMENT, LLC, OWNER, INVESTMENT-RELATED,FINANCIAL PLANNING, INDEPEDENT INSURANCE SALES. 3. MID-AMERICAN DEVELOPMENT AND MANAGEMENT, LLC ("MADAM"), NOT INVESTMENT-RELATED, REAL ESTATE AND PROPERTY MANAGEMENT, START-2003, AGENT, CROWN REALTY; SELL AND MANAGE REAL ESTATE. 4.RETIREMENT RESOURCES INC., INVESTMENT-RELATED, REGISTERED ADVISOR (RA) 5. NORMAN R HARP, CPA PA, OWNER CPA PRACTICE IN KANSAS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-12-16
S63	Uniform Securities Agent State Law Examination	1994-04-28

S66 Uniform Combined State Law Examination

1999-12-16
S63 Uniform Securities Agent State Law Examination

1994-04-28

Designations

Personal Financial Specialist

Other Names

Norman Ray Harp
Norman Harp

View on SEC IAPD