Gregg Alan Davis

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	1994-06-23

TX RA
APPROVED

Since 1994-06-23

Branch Locations

6751 Old Jacksonville Hwy, Tyler, TX 75703 • United States

Tyler, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Tyler	TX	04/1994	Present
Bank Of America, Na	Tyler	TX	01/2010	Present

04/1994 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tyler, TX
01/2010 → Present

Bank Of America, Na

Tyler, TX

Other Businesses

I*110880For profit or not for profit: For-Profit OrganizationName of outside business organization: GAD PropertiesInvestment related: NAddress of business:Tyler, Texas 75703Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 12/5/2017Number of hours devoted: 5 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Entity is a family property I*127389For profit or not for profit: Non-Profit OrganizationName of outside business organization: East Texas Food Bank Foundation BoardInvestment related: NAddress of business:Tyler, Texas 75701Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 11/1/2019Number of hours devoted: 1 hour(s) QuarterlyNumber of hours devoted during trading hours: 1Duties: oversight on the Foundation, no direct investment, check writing or signing documents I*4966269, Entity Type: Not For Profit , Name of OBA: Kappa Alpha Alumni Advisory Board, Address: Nacogdoches , Texas, 75961, Investment Related: N, Position, Title, Association: board member, Employee Start Date: 09/01/2026, No Hours: 2 Monthly, No Hours during Trading: 1 Monthly, Duties: mentoring and working with the Housing Foundation support the SFA Kappa Alpha Chapter

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-07-06
S63	Uniform Securities Agent State Law Examination	1994-06-22

S65 Uniform Investment Adviser Law Examination

1994-07-06
S63 Uniform Securities Agent State Law Examination

1994-06-22

Other Names

Gregg Davis

View on SEC IAPD