Stephen Charles Kelly

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-12-21

FL RA
APPROVED

Since 2018-12-21

Branch Locations

Dunedin, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Dunedin	FL	01/2015	Present
Independent Financial Partners (Dba: Kelly Financial Group, Llc)	Dunedin	FL	01/2015	12/2018

01/2015 → Present

Lpl Financial Llc

Dunedin, FL
01/2015 → 12/2018

Independent Financial Partners (Dba: Kelly Financial Group, Llc)

Dunedin, FL

Previous Registrations

2015-02-02 → 2018-12-17

Independent Financial Partners

Dunedin, FL

Tampa, FL
2009-06-01 → 2015-02-03

Morgan Stanley

Palm Harbor, FL
2008-08-01 → 2009-06-01

Morgan Stanley & Co. Llc

Palm Harbor, FL
2005-08-18 → 2008-08-14

Citigroup Global Markets Inc.

Clearwater, FL

Clearwater, FL

Other Businesses

1. 4/22/2015 - KELLY FINANCIAL GROUP, LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 04/10/2015 - 50 Hours Per Month/8 Hours During Securities Trading. 2. 10/13/2021 - Kelly Financial Group, LLC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/10/2015 - 220 Hours Per Month/8 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-08-12
S63	Uniform Securities Agent State Law Examination	1994-09-15

S65 Uniform Investment Adviser Law Examination

2005-08-12
S63 Uniform Securities Agent State Law Examination

1994-09-15

Other Names

Steve Kelly

View on SEC IAPD