Thomas Richard Kraabel

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2004 → 11/2020
  Kms Financial Services, Inc
  Seattle, WA
• 11/2020 → 05/2022
  Securities America, Inc.
  Vashon Island, WA
• 11/2020 → 05/2022
  Securities America Advisors, Inc.
  Vashon Island, WA
• 11/2020 → 05/2022
  Arbor Point Advisors
  Vashon Island, WA
• 05/2022 → 01/2024
  Woodbury Financial Services Inc
  Vashon, WA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Vashon, WA

Previous Registrations

• 2022-05-02 → 2024-01-19
  Woodbury Financial Services, Inc.
  Vashon, WA
  San Diego, CA
  Vashon, WA
• 2020-11-06 → 2022-05-05
  Securities America Advisors, Inc.
  Vashon Island, WA
• 2020-11-06 → 2022-05-05
  Arbor Point Advisors
  Vashon Island, WA
• 2004-01-02 → 2020-11-06
  Kms Financial Services, Inc.
  Vashon Island, WA
  Seattle, WA
• 1995-05-17 → 2004-01-02
  Lpl Financial Llc
  Vashon, WA

Other Businesses

1. TACOMA BASKETBALL OFFICIALS ASSOCIATION POSITION: Referee NATURE: Basketball Referee Pierce County WA INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2019 ADDRESS: 8013 Mullen St, Tacoma WA 98409 DESCRIPTION: Referee Boys and Girls High School Basketball 2. RAINY-DAY INVESTMENTS POSITION: Insurance Agent NATURE: Various Insurance activities INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/1994 ADDRESS: 8714 SW Soper Rd, Vashon WA 98070 DESCRIPTION: Various insurance activities 3. RDI FINANCIAL SERVICES POSITION: President NATURE: S Corp. I am a 25% shareholder INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/06/2022 ADDRESS: 8714 SW Soper RD, Vashon WA 98070, United States DESCRIPTION: The purpose of this OBA is to disclose DBA RDI Financial Services. This is a partnership that includes myself, Heidi Strom, Jennifer DeWater and Evan Lewis 4. I WANNA BE SEADATED POSITION: owner NATURE: Vacation home at Seabrook WA that is in the rental pool INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2022 ADDRESS: 59 Elk Creek Loop, Pacific Beach WA 98571, United States DESCRIPTION: Paying bills, performing light maintenance on the property 5. THOMAS KRAABEL POSITION: Owner NATURE: Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2019 ADDRESS: 8714 SW Soper Rd, Vashon WA 98070, United States DESCRIPTION: Referee Middle School and High School Basketball games for PNBOA and TBOA 6. 903 GOODRICH CONDO ASSOCIATION POSITION: Secretary NATURE: I am now Secretary of the Condo Association (% units) 903 Goodrich ST Paul, MN 55105 INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2026 ADDRESS: 903 Goodrich, #C, St Paul MN 55105, United States DESCRIPTION: Take notes during quarterly condo meetings and send summaries out to owners

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-03-13
• S63 Uniform Securities Agent State Law Examination
  1994-04-22