Best Investors Account Sign in
Inactive

Peter Kwok Wing Yam

Pension Maxima Investment Advisory, Inc.

White Plains, NY

Claim This Profile
Current Employers
Pension Maxima Investment Advisory, Inc.

White Plains, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-03-14
  • NY RA
    APPROVED
    Since 2024-03-14

Branch Locations

White Plains, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ocbc Bank New York NY 05/2013 06/2021
Pension Maxima Investment Advisory, Inc. White Plains NY 03/2024 Present
Retired White Plains NY 07/2021 02/2024
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-20
S63 Uniform Securities Agent State Law Examination 2007-08-08
  • S65 Uniform Investment Adviser Law Examination
    2024-01-20
  • S63 Uniform Securities Agent State Law Examination
    2007-08-08

View on SEC IAPD

More in White Plains, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor