John Emery Smyth

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 01/2020
  J.P Morgan Securities Inc.
  Palm Beach Gardens, FL
• 10/2010 → 01/2020
  Jpmorgan Chase Bank, N.A.
  Palm Beach Gardens, FL
• 01/2020 → 07/2023
  First Republic Securities Company, Llc
  Jupiter, FL
• 01/2020 → 09/2023
  First Republic Investment Management, Inc
  Jupiter, FL
• 09/2023 → 10/2023
  J.P. Morgan Securities Llc
  Jupiter, FL
• 10/2023 → 04/2024
  Jp Morgan Chase Bank, N.A.
  Jupiter, FL
• 04/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palm Beach Gardens, FL
• 07/2024 → Present
  Bank Of America, N.A.
  Palm Beach Gardens, FL

Previous Registrations

• 2020-01-17 → 2024-04-22
  J.P. Morgan Private Wealth Advisors Llc
  Jupiter, FL
• 2024-03-26 → 2024-04-20
  J.P. Morgan Securities Llc
  San Francisco, CA
  Jupiter, FL
• 2010-03-02 → 2020-01-17
  J.P. Morgan Securities Llc
  Palm Beach Gardens, FL
  San Francisco, CA

Other Businesses

Entity Name: Lost Tree FoundationInvestment related: YesAddress: 8 North Palm Beach, FLNature of the other business: To make the surrounding community much stronger by significantly improving the quality of life for our neighbors.Position/Title/Relationship: Board MemberStart Date: 23-Jan-2018Approximate # of hours a month: 4Approximate # of hours during securities trading hours: 0Briefly describe your duties: Serve on Investment Committee3) Name: Choate Rosemary HallAddress: Wellington, CT 06492Investment-related: NoNature of the business: Boarding School Role: Vice-Chair Alumni Executive Committee Chairman Annual FundStart Date: 03/09/2011Description of duties: Primarily engaged in alumni outreach and help solicit donations from parents and alumni for the fund.Number of hours each month: 1 Number of hours during trading: 04) Name: Institute of World PoliticsAddress: Washington, DC 20036-1464Investment-related: NoNature of the business: Independent Graduate SchoolRole: Board MemberStart Date: 11/02/2020Description of duties:Help steer the direction of this Diplomacy Graduate School and fund raisingNumber of hours each month: 1 Number of hours during trading: 05) Mr. Smyth will act in the capacity of co-trustee for a client's account.Start Date: May, 2023Number of hours each month: 0Number of hours during trading: 0 I*1841258, Entity Type:Entity Charitable, Name of OBA: Pacific Jazz Orchestra Address:Beverly Hills, CA 90210 Investment Related: No Position, Title, Association:Committee Employee Start Date: 6/3/2024 No Hours: 1 No Hours during trading: Duties:Perform Jazz around the world. I will serve on the finance committee assisting them in raising money. I*1839256Entity CharitableName of OBA: Frost School of Music at The University of MiamiAddress: Coral Gables, Florida, 33146Investment Related: NoPosition, Title, Association: CommitteeEmployee Start Date: 09/16/2014No Hours: 12 yearly No Hours during trading: 0 Duties: Help come up with ideas for growing the pool of applicants and awareness of the school. I* 1838258Entity Charitable Name of OBA: Brain Chemistry LabsAddress: Jackson, Wyoming, 83001Investment Related: NoPosition, Title, Association: Committee,Board MemberEmployee Start Date: 09/01/2023No Hours: 4No Hours during trading: 1Duties: Find a cure for Neurodegenerative Brain Disease I* 1839261Entity Charitable Name of OBA: The Institute of World PoliticsAddress: Washington, District of Columbia, 20036Investment Related: NoPosition, Title, Association: CommitteeEmployee Start Date: 09/01/2021No Hours: 12No Hours during trading: 4Duties: Help raise money and awareness of the school

Exams

• S66 Uniform Combined State Law Examination
  2010-03-01
• S63 Uniform Securities Agent State Law Examination
  1994-08-11