Kurt A. Roddy

Current Employers

Employment History

• 09/2011 → 01/2018
  Fsic
  Edmonds, WA
• 12/2017 → 11/2020
  Kms Financial Services, Inc
  Seattle, WA
• 11/2020 → 04/2022
  Securities America, Inc.
  Gig Harbor, WA
• 11/2020 → 04/2022
  Arbor Point Advisors
  Gig Harbor, WA
• 04/2022 → Present
  Planmember Securities Corporation
  Carpinteria, CA
• 06/2017 → Present
  Harbor Financial Advisors
  Gig Harbor, CA

Previous Registrations

• 2021-05-20 → 2022-04-08
  Securities America Advisors, Inc.
  Gig Harbor, WA
• 2020-11-06 → 2022-04-08
  Arbor Point Advisors
  Gig Harbor, WA
• 2018-01-02 → 2020-11-06
  Kms Financial Services, Inc.
  Seattle, WA
  Gig Harbor, WA
  Seattle, WA
• 2011-09-30 → 2018-01-02
  Fsic
  Boca Raton, FL
  Boca Raton, FL
  Gig Harbor, WA
• 2008-01-16 → 2011-10-03
  Usa Financial Securities Llc
  Gil Harbor, WA
  Ada, MI
  Gig Harbor, WA
• 2007-10-31 → 2008-01-04
  Paulson Investment Company Llc
  Portland, OR
  Lake Oswego, OR
  Gig Harbor, WA
• 2006-01-18 → 2007-07-25
  Key Investment Services Llc
  Tacoma, WA
  Silverdale, WA
• 2005-03-01 → 2006-01-18
  Keybanc Capital Markets Inc.
  Silverdale, WA

Other Businesses

Harbor Financial Advisors-16911 129th St. Ct. NW, Gig Harbor, WA 98329; Investment related; Investment advisory services, securities & insurance sales & services; Owner, Investment Advisor, Producer; Start date 6/2017; 160 hrs/mnth; 100 hrs/mnth during trading.

Exams

• S66 Uniform Combined State Law Examination
  2005-02-28
• S63 Uniform Securities Agent State Law Examination
  1994-04-22

Other Names

• Kurt Andrew Roddy