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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-09-09
  • WA RA
    APPROVED
    Since 2022-09-09

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

15110 Ne 24Th St., Redmond, WA 98052 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unionbanc Investment Services Belleuve WA 06/2016 03/2019
First Financial Northwest Bank Renton WA 03/2019 09/2022
Lpl Financial Llc Renton WA 03/2019 09/2022
Financial Advocates Investment Management Renton WA 03/2019 09/2022
Key Investment Services Bellevue WA 09/2022 Present
  • 06/2016 → 03/2019
    Unionbanc Investment Services
    Belleuve, WA
  • 03/2019 → 09/2022
    First Financial Northwest Bank
    Renton, WA
  • 03/2019 → 09/2022
    Renton, WA
  • 03/2019 → 09/2022
    Financial Advocates Investment Management
    Renton, WA
  • 09/2022 → Present
    Key Investment Services
    Bellevue, WA
Previous Registrations
  • 2021-03-23 → 2022-09-13
    Renton, WA
    Kirkland, WA
    Bellevue, WA
    Bothell, WA
    Bothell, WA
    Kirkland, WA
    Issaquah, WA
    Renton, WA
    Bellevue, WA
    Issaquah, WA
    Snohomish, WA
    Kent, WA
    Mill Creek, WA
    Marysville, WA
    Woodinville, WA
    Issaquah, WA
    Woodinville, WA
    Edmonds, WA
    Lake Stevens, WA
    University Place, WA
  • 2019-03-08 → 2022-09-06
    Financial Advocates Investment Management
    Renton, WA
    Olympia, WA
  • 2016-06-22 → 2019-02-25
    Bellevue, WA
    Mill Creek, WA
    Seattle, WA
    Bainbridge Island, WA
    Kirkland, WA
    Kirkland, WA
    Mill Creek, WA
    Lynnwood, WA
    Woodinville, WA
  • 2012-10-01 → 2016-06-27
    Renton, WA
    Renton, WA
    Tukwila, WA
    Sammamish, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
  • 2010-10-27 → 2012-10-01
    Chase Investment Services Corp.
    Renton, WA
    Renton, WA
    Tukwila, WA
    Renton, WA
    Sammamish, WA
Other Businesses

1.) 7/21/2021 - Investment Related - 5131 NE 12th St Renton, WA 98059 & Detroit, MI 48205 - Real Estate Rental - Start Date: 6/16/2021 - 2 Hours Per Month/0 Hours During Securities Trading. 2.) 10/26/2021 - Investment Related - Detroit, Michigan 48205 - Real Estate Rental - Start Date: 10/12/2021 - 2 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-25
S63 Uniform Securities Agent State Law Examination 2005-11-08
  • S66 Uniform Combined State Law Examination
    2010-10-25
  • S63 Uniform Securities Agent State Law Examination
    2005-11-08

View on SEC IAPD

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