Samir Alem

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 02/2017
  Raymond James & Associates
  Greensboro, NC
• 02/2017 → Present
  Raymond James Financial Services, Inc.
  Greensboro, NC
• 03/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Greensboro, NC
• 11/2014 → 04/2022
  Directions Model And Talent
  Greensboro, NC
• 11/2014 → 04/2022
  Directions Model And Talent
  Greensboro, NC

Previous Registrations

• 2014-11-21 → 2017-02-17
  Raymond James & Associates, Inc.
  Greensboro, NC
• 2002-06-20 → 2014-11-25
  Wells Fargo Clearing Services, Llc
  Greensboro, NC
  Greensboro, NC
• 2002-01-28 → 2002-06-20
  Wachovia Securities, Inc.
  Greensboro, NC

Other Businesses

(1) Name of Business: Alem Wealth Management Address: 108 State St Ste 200, Greensboro, NC, 27408, United States Activity Type: Support Company - Non Owner Position/Title: Officer - CEO Investment Related: No Start Date: 06/20/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor and Wealth Managemen

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-25
• S63 Uniform Securities Agent State Law Examination
  1994-04-29

Other Names

• Sam Alem