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Current Employers
Asset One Wealth Management, Llc

11201 Se 8Th Street, Suite 105, Bellevue, WA 98004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-13
OH RA APPROVED 2025-12-26
  • FL RA
    APPROVED
    Since 2026-02-13
  • OH RA
    APPROVED
    Since 2025-12-26

Branch Locations

Fort Myers, FL • United States

520 South Main Street, Suite A, Findlay, OH 45840 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Findlay OH 06/2003 08/2017
Voya Financial Advisors Findlay OH 08/2017 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 11/2025
Cetera Investment Advisers Llc Schaumburg IL 06/2023 11/2025
Midstream 2 Llc Findlay OH 10/2023 Present
Tark Leasing,Llc Findlay OH 05/2025 Present
Purshe Kaplan Sterling Investments Albany NY 11/2025 Present
Asset One Wealth Management Dba Ak Wealth Management Findlay OH 11/2025 Present
  • 06/2003 → 08/2017
    Fifth Third Securities
    Findlay, OH
  • 08/2017 → 06/2021
    Voya Financial Advisors
    Findlay, OH
  • 06/2021 → 11/2025
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → 11/2025
    Schaumburg, IL
  • 10/2023 → Present
    Midstream 2 Llc
    Findlay, OH
  • 05/2025 → Present
    Tark Leasing,Llc
    Findlay, OH
  • 11/2025 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 11/2025 → Present
    Asset One Wealth Management Dba Ak Wealth Management
    Findlay, OH
Previous Registrations
  • 2023-06-29 → 2025-11-18
    Findlay, OH
  • 2021-06-09 → 2023-06-29
    Cetera Wealth Services, Llc
    Findlay, OH
    Richboro, PA
    Fort Myers, FL
    Fort Myers, FL
  • 2017-08-16 → 2021-06-09
    Richboro, PA
    Findlay, OH
    Windsor, CT
  • 2005-02-14 → 2017-09-08
    Fostoria, OH
    Fostoria, OH
    Findlay, OH
    Tiffin, OH
    Fostoria, OH
    Tiffin, OH
    Bowling Green, OH
    Findlay, OH
    Findlay, OH
    Bowling Green, OH
    Bowling Green, OH
    Findlay, OH
    Findlay, OH
Other Businesses

1) Asset One Wealth Management dba AK Wealth Management; Yes; At Registered Location; RIA; IAR; 11/2025; 150; 150; Meet with clients, provide suitable recommendations as a fiduciary, manage company. 2) Fixed Insurance; No; At Registered Location; Fixed/Traditional Insurance; Agent; 11/2025; 2; 2; Sales of Fixed/Traditional Insurance Products. 3) Tark Leasing, LLC; No; 524 South Main St Findlay, OH 45840; Operating LLC/Support Company; Owner; 08/2025; 1; 0; Own equipment and lease it to Truly Natural Therapies. 4) Truly Natural Therapies; No; 524 South Main St Findlay, OH 45840; Spa Owner; Owner; 08/2025; 4; 0; Oversee general manager and business practices for the spa. 5) Midstream, LLC; No; 8128 Ash Ridge Lane Findlay, OH 45840; Operating LLC/Support Company; Owner; 06/2018; 1; 0; Operating Member. 6) Midstream 2, LLC; No; 8128 Ash Ridge Lane Findlay, OH 45840; Real Estate/Commercial/Property/Management Services; Owner; 09/2018; 5; 2; Collecting Rent. 7) Midstream 3, LLC; No; 8128 Ash Ridge Lane Findlay, OH 45840; Real Estate/Commercial/Property/Management Services; Owner; 08/2019; 2; 0; Collecting Rent.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-17
S63 Uniform Securities Agent State Law Examination 2001-07-07
  • S66 Uniform Combined State Law Examination
    2007-12-17
  • S63 Uniform Securities Agent State Law Examination
    2001-07-07
Other Names
  • Rodney M Kramp

View on SEC IAPD

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