John Michael Scott

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Los Angeles, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA

Previous Registrations

• 1997-07-08 → 2003-07-01
  Prudential Equity Group, Llc
  Los Angeles, CA

Other Businesses

TRUSTEE COUSIN'S 1994 IRREVOCABLE CHILDRENS TRUST, LOS ANGELES CA, START 6/2007, 4 HRS PER MONTH, 0 HRS DURING TRADING. TRUSTEE COUSIN'S 1997 IRREVOCABLE CHILDRENS TRUST, LOS ANGELES CA, START 6/2007, 2 HRS PER MONTH, 0 HRS DURING TRADING. TRUSTEE OF COUSIN'S LIFE INSURANCE TRUST; INV. RELATED; LOS ANGELES, CA; START 6/15/2006; .25 HRS PER MONTH; 0 HRS DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-05-19
• S63 Uniform Securities Agent State Law Examination
  1994-05-13

Other Names

• John M Scott