Shah Irfan Gorgani

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-14

NY RA
APPROVED

Since 2021-06-14

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

Hicksville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc	Roslyn	NY	12/2008	Present
Massachusetts Mutual Life Insurance Company	Springfield	MA	07/2016	Present
Mml Investors Services, Llc	East Hills	NY	03/2017	Present

12/2008 → Present

Metlife Securities Inc

Roslyn, NY
07/2016 → Present

Massachusetts Mutual Life Insurance Company

Springfield, MA
03/2017 → Present

Mml Investors Services, Llc

East Hills, NY

Other Businesses

(1)NAME: SHAH GORGANI INV REL: Y ADD: RESIDENTIAL NATURE: PROPERTY/CASUALTY POSITION: BROKER START DATE: 04/2016 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING:0 (2)NAME: SHAH GORGANI INV REL: Y ADD: 2200 NORTHERN BLVD, EAST HILLS, NY 11548 NATURE: IND LIFE/HEALTH POSITION: AGENT/BROKER START DATE: 01/2016 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING:0

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-06-23

S63 Uniform Securities Agent State Law Examination

1994-06-23

Other Names

Shah Gorgani

View on SEC IAPD