Kathleen Marie Schmidt

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	1994-06-02

WI RA
APPROVED

Since 1994-06-02

Branch Locations

De Pere, WI • United States

721 Main Ave, De Pere, WI 54115 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	De Pere	WI	09/2005	03/2020
Ameriprise Financial Services, Llc	De Pere	WI	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

De Pere, WI
03/2020 → Present

Ameriprise Financial Services, Llc

De Pere, WI

Other Businesses

Business Ownership; PLNR Group LLC; ; Franchise Owner; 721 Main AveDe Pere, WI 54115, ,; ; 12/28/2009; 60 hours per month; / PLNR Properties LLC; Co-owner; Real Estate; 2874 Nostalgic Ct, , De Pere, WI, 54115; Investment-Related; 04/08/2009; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-05-31

S63 Uniform Securities Agent State Law Examination

1994-05-31

Designations

Other Names

Kathleen Marie Schmidt
Kathleen Marie Schmidt
Kathleen M Sarto
Kathy M Schmidt

View on SEC IAPD