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Kevin Joseph Cooke

Roffman Miller Associates Inc

Philadelphia, PA

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Current Employers
Roffman Miller Associates Inc

1835 Market Street Suite 500, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-03-13
  • PA RA
    APPROVED
    Since 2014-03-13

Branch Locations

1835 Market Street Suite 500, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roffman Miller Associates, Inc. Philadelhphia PA 02/2014 Present
Previous Registrations
  • 2013-04-05 → 2014-02-06
    Cooke Financial Planning
    Fort Washington, PA
  • 2012-07-03 → 2012-11-30
    Veritat Advisors
    Boston, MA
  • 2009-05-01 → 2012-06-20
    Cooke Financial Planning
    Fort Washington, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-10-31
S63 Uniform Securities Agent State Law Examination 2008-09-19
  • S65 Uniform Investment Adviser Law Examination
    2008-10-31
  • S63 Uniform Securities Agent State Law Examination
    2008-09-19
Designations

View on SEC IAPD

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