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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-12-01 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Advisors | Independence | OH | 05/2006 | Present |
| First Allied Securities, Inc. | San Diego | CA | 05/2006 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 05/2012 | 11/2020 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
| Cetera Advisors Llc | St Cloud | MN | 09/2022 | Present |
1.) YOUNGS2020, LLC; OWNER; HOLDING COMPANY OR TAX/BILL PAYMENT ENITY; START DATE 04/19/2021; 4 HOURS PER MONTH. 2.) MIDWEST COMMERCIAL PROPERTIES; REGSITERED AGENT;HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE 08/03/2021; 4 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-08 |
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