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Brian Michael Youngs

Cetera Investment Advisers LLC

Bonita Springs, FL

CRD 2479488

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-12-01
  • FL RA
    APPROVED
    Since 2020-12-01

Branch Locations

Bonita Springs, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Advisors Independence OH 05/2006 Present
First Allied Securities, Inc. San Diego CA 05/2006 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 05/2012 11/2020
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
Cetera Advisors Llc St Cloud MN 09/2022 Present
  • 05/2006 → Present
    Independent Advisors
    Independence, OH
  • 05/2006 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 05/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → Present
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    St Cloud, MN
Previous Registrations
  • 2012-06-07 → 2020-11-12
    First Allied Advisory Services, Inc.
    Bonita Springs, FL
    Naples, FL
    Naples, FL
  • 2006-05-10 → 2012-07-02
    First Allied Securities, Inc.
    San Diego, CA
    Bonita Springs, FL
  • 1999-04-28 → 2006-05-03
    Raymond James Financial Services, Inc.
    Naples, FL
Other Businesses

1.) YOUNGS2020, LLC; OWNER; HOLDING COMPANY OR TAX/BILL PAYMENT ENITY; START DATE 04/19/2021; 4 HOURS PER MONTH. 2.) MIDWEST COMMERCIAL PROPERTIES; REGSITERED AGENT;HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE 08/03/2021; 4 HOURS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-04
S63 Uniform Securities Agent State Law Examination 1994-06-08
  • S65 Uniform Investment Adviser Law Examination
    1996-01-04
  • S63 Uniform Securities Agent State Law Examination
    1994-06-08
Other Names
  • Brian Micheal Youngs
  • Brian Youngs

View on SEC IAPD

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