Randall Lew Caruso

Current Employers

Employment History

• 09/2010 → 11/2019
  Morgan Stanley Smith Barney
  New York, NY
• 01/2015 → 11/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 11/2019 → Present
  Bolton Global Asset Management
  Bolton, MA
• 11/2019 → Present
  Bolton Global Capital
  Bolton, MA

Previous Registrations

• 2010-10-27 → 2019-11-05
  Morgan Stanley
  New York, NY
  New York, NY
• 2004-07-22 → 2010-10-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY

Other Businesses

1) Investment Advisor Representative of Bolton Global Asset Management, doing business as 'Capitalia Advisors' and acting as 'Managing Partner & CEO'. Investment related. Conducted from branch location. Spends varying hours per month on this activity during trading hours and outside trading hours. Began upon association with firm. Duties balanced with branch management duties and brokerage services. 2) Owner and founder of Capitalia Advisors, LLC. Investment related to extent that LLC was created to operate securities and investment advisory businesses. Conducted from branch location. Created October 2019. Time spent on managing LLC is minimal and balanced with brokerage and investment advisory services. 3) Owner and Manager of Caruso Capital Holdings, LLC. LLC is set up to act as Trustee for Representative's own self-directed IRA Rollover and make personal private investments. Personally investment related. May be conducted from Branch location. Spends no more than 1-hour per month. LLC filed in state of Florida 05/29/2020.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-04-20
• S63 Uniform Securities Agent State Law Examination
  1994-05-09

Other Names

• Randall Caruso
• Randy L Caruso